Why is Risk & Regulatory Compliance Transforming Business Strategy?

The financial services industry requires dynamic risk, compliance, and change management practices to navigate a rapidly evolving market landscape and quickly changing regulatory environment. Today's leaders need to be well-versed on a myriad of regulatory, compliance and legal risks including managing third parties, MRA remediation, IT and data governance, cyber threads, new regulations, innovation, changing customer expectations, and an increasingly competitive market.

Those that embrace risk management and respond proactively to the evolving financial services landscape will seize new opportunities and position themselves for long-term success.

Our Value Proposition

Reference Point pairs top tier consultants with industry practitioners to help banks, financial institutions and regulators solve their most strategic challenges. Our practice leadership brings decades of experience across financial services and risk & regulatory compliance domains, while our Expert Network and consultant teams provide deep supplemental industry knowledge and exeuction skills.

Risk & Regulatory Compliance Services

Our strategic, advisory, and management consulting services offer customized solutions for financial services leaders across various domains, including:

  • Operational Risk Framework Design & Assessments
  • Technology Risk Governance
  • Risk Analytics Optimization
  • Regulatory Reporting Optimization
  • Risk Appetite & Risk Framework Assessments
  • Model Governance; ML/AI Governance
  • Policies, Procedures, Controls Review & Enhancements
  • BSA/AML Process Improvement
  • Third-Party Risk Management Strategies
  • ESG Reporting & Disclosures
  • Regulatory Compliance Reviews / Supervisory Gap Analysis
  • Supervisory Matter Remediation
  • Strategic Planning & Compliance
  • Regulatory & Supervisory Relations
  • Application & Licensing Review
  • Economic Inclusion & Community Lending
  • Board Training
  • Consumer Protection, CRA, Fair Lending

End-to-End Services, Working Together

We approach every engagement with our client in mind—creating solutions that are tailored to fit the task at hand. Our interrelated services offerings address a wide range of client needs. Whether a company is looking to solve a problem or capitalize on an opportunity, we can help them to achieve and exceed their goals—effectively and efficiently.

See Other Services